Birational invariance of plurigenera

In this post, we introduce quantities called that are associated to smooth, complete varieties, and show that they are birational invariants. We offer two sources of motivation:

  1. The classification of curves essentially amounts to stating that there exists one invariant (the genus), and for curves of fixed genus , there is a -dimensional family. Surfaces, however, are more complicated, and we anticipate their moduli to have more intricate data than in the case of curves; they cannot be classified by a single invariant. Without getting too far afield into a “complete” taxonomy (due to Enriques-Kodaira), we wish to find invariants of surfaces, of which the plurigenera will serve as a family of examples that straightforwardly generalize the genus of a curve. Moreover, they generalize to higher-dimensional -folds.

  2. A question that remained open for some time was whether unirational varieties were rational – that is, if varieties admitting a dominant rational map from projective space were actually birationally equivalent to projective space. For curves, this was answered in the affirmative by a classical theorem of Luroth, and for surfaces, a result of Castelnuovo also indicated its verity. However, numerous counterexamples emerged for threefolds in the 70s. A general program, then, was to find birational invariants that took on different values for a given example when compared to .

Let be a smooth, complete variety over a field . The of are Recalling that one definition for the genus of a curve was the dimension of the space of -forms on it, we recover .

For all , the plurigenera are birational invariants for smooth complete varieties.

Hartshorne proves that the genus of a curve is a birational invariant, a proof which we shall adapt below.

Let be a birational map of smooth complete varieties. Since is normal and is complete, extends to a morphism , where is open and such that . To compare forms on to those on , we have a pullback morphism which is an isomorphism on the open subset of over which is an isomorphism. Then, taking top exterior powers and th tensor powers induces a morphism which is still generically an isomorphism. This is an injection of sheaves since both are locally free, hence torsion-free. All of this gives rise to the following commutative diagram: where the left-hand is injective since is dominant, and the right-hand is an isomorphism since , is locally free, and since is normal (and so , i.e. functions extend over codimension two or greater). Taking dimensions, it follows that for all ; replacing with the inverse of the birational map, we get that , which proves that for all , as desired.

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